Regulatory Compliance Tester

Start a Rewarding Career with Alliant

Why Alliant?

We’re not a typical financial institution – we’re better. We’re an innovative, fun-loving, highly-engaged group of professionals that are committed to our company and the communities we do business in. We love to recognize and celebrate each other.

Over 90% of our employees say we are a great workplace that is focused on our mission, vision and the future of banking.

What will your day look like?

You will be responsible for creating and executing testing and issues validation plans to review business processes, products, and services for compliance with applicable federal, state, and local laws and regulations.  The Tester will work with employees of the business to confirm test and validation findings and collaborate on establishing management responses and remediation plans as needed based on the risk of the findings.


Do you see yourself doing this?

  • Develop and execute testing and validation plans for specific business areas, products, and services at the credit union or third parties.
  • Analyze potential findings to determine whether exceptions exist and if so, the level of risk associated with the finding.
  • Conduct root cause analysis into potential findings.
  • Follow written policies, standards, and procedures for how the testing program is designed to function.
  • Complete assigned test and validation plans according to annual test plan schedule.
  • Write test and validation reports which explain the testing process, findings and management responses.
  • Deliver presentation of findings to members of management.


What makes you a great fit?

You’ll be a great fit if in addition to 3 years of experience in a compliance testing or audit background, preferably in the financial services industry, Bachelor’s Degree preferred, and you have:

  • Broad financial services knowledge and industry best practices for continuously improving a proactive Compliance Management System.
  • Excellent analytical skills.
  • Exceptional written and verbal communication skills.
  • Detail oriented with good time management skills.
  • Demonstrated ability to handle multiple assignments simultaneously in a time-bound schedule.

When you’re happy, we’re happy!

As a thank you for joining our team, you’ll benefit from:

  • Competitive medical, dental, and free vision benefits
  • Competitive compensation plan
  • Contributions towards gym memberships
  • Generous PTO and banking holidays off

Still not convinced?

We’re on the list of 100 Best Medium Companies to work for, check it out here. For more details you can also visit our Glassdoor and LinkedIn profiles.

Alliant Credit Union is proud to be an EEO/AA employer.

  • Great health plans
  • Flexible vacation policy